MAP Wealth Management, a growing wealth management firm, is seeking a Team Leader to assist us in our mission of helping clients achieve their financial goals. This is your chance to play a key role in the future success of our fast-growing organization! If you are passionate, eager to succeed, and share our vision, then we would love to hear from you!
Description The Team Leader plays a crucial role in the smooth functioning of the office. With overall responsibility for day-to-day operations, the Team Leader must be able to work effectively with other staff members, clients, and the Wealth Advisors.
Responsibilities & Activities
Communicates, implements, and ensures compliance with guidelines and policies:
Maintains compliance policies and documentation.
Oversees the compliance and advertising approval process.
Oversees trading for the office:
Places trades and rebalances accounts.
Reviews account confirmation statements.
Sends trading-related correspondence to clients.
Communicates with clients in person, in writing, and over the telephone. Meets with clients to complete paperwork and attends periodic client update meetings.
Manages new business functions:
Meets with clients and starts new client forms processing.
Follows up with clients as needed to make sure all paperwork is processed.
Handles training and continuing education for the firm.
Coordinates team meetings:
Disseminates minutes, resulting tasks, and timelines for completion.
Develops and maintains written documentation (systems) of all activities.
Performs other duties as assigned.
Knowledge, Skills, & Abilities
Excellent knowledge of the securities industry’s rules and regulations
FINRA Series 7, 65
Strong communication and interpersonal skills
Excellent organizational and time management skills
Excellent attitude and an extraordinary client service orientation
Ability to handle multiple tasks and operate within tight deadlines
Proficiency with Microsoft Office Suite
At least three years of experience in a financial services firm assisting with day-to-day operations.
A bachelor’s degree is preferred.
Attendance is an essential function.
Salary is commensurate with experience.
Professional development assistance
We offer a great working environment in a beautiful and professional downtown office location. Our culture is fast-paced, motivational, and focused on improving our client’s lives.
For more information about our company, please visit our website www.mapwealthmanagement.com.
About MAP Wealth Management
MAP Wealth Management specializes in the coordination of financial, tax, estate, and distribution planning for individuals, families, and small businesses using a goals-based approach to help manage their unique financial needs and objectives. We believe being independent, unrestricted, and objective is a better way to provide exceptional advice. By having no proprietary products, investment banking, or market making facilities, this provides the backdrop for smart decision making.